Compliance

Let’s simplify compliance together: grow your business while we handle the complexities of regulations.

Our Commitment to Compliance

Comprehensive Regulatory Compliance

We support your organisation in your day-to-day operations, navigating through complex regulatory landscapes. We ensure full adherence to local and international compliance frameworks such as AML, KYC, and ESG standards.

Proactive Risk Management

Backed by experienced consultants with deep knowledge in financial security, we identify, assess and mitigate compliance risks. By employing forward-looking strategies, we help financial institutions stay ahead of evolving regulations and emerging threats.

Integrated Policy Development and Implementation

We assist in creating and implementing robust, tailored compliance policies and procedures. Our end-to-end solutions support transformations and improvements with tool implementations and compliance programs.

Compliance Overview

At NORRIQ Financial Services, our Compliance Services are designed to ensure our financial institution clients adhere to all regulatory requirements and industry standards. Specializing in financial security, we provide comprehensive compliance solutions that safeguard our clients against legal, reputational and financial risks.

We help financial institutions transform regulatory challenges into strategic advantages. Based in Brussels, we combine local expertise with global insights to deliver compliance solutions tailored to your needs.

What sets us apart?

Industry Expertise: Our passionate team brings regulatory knowledge and has credentials of practical business cases and deliverables.
Collaborative Approach: We work side-by-side with our clients and prioritize clear communication to create simple and efficient compliance solutions.
Flexible Services: In a rapidly evolving regulatory landscape, we anticipate changes to meet shifting demands.

Our areas of expertise

Financial Security: We deliver proven expertise in KYC and AML through framework- and transformation projects as well by providing operational support in BAU or remediation programs, helping institutions to strengthen their compliance department and adapt to regulatory changes.
Financial Regulatory : We help financial institutions to navigate MiFID, IDD and Product governance (PoG) requirements.
Sustainable Finance : We provide guidance on MiFID ESG, SFDR, Taxonomy and Principal Adverse Impacts (PAIs) to support our clients meet sustainability-related regulatory requirements.

Testimonials

"With NORRIQ FS, we assist our clients in their challenges on compliance processes & tooling. We aid ranging from gathering the requirements from a compliance & operational point of view, as well as aligning with stakeholders to support in the delivery of an end-to-end Compliance Transformation. Typical profiles we provide are trained Business Analysts, Process Engineers & Product Owners with a dedicated compliance background to have meaningful interaction with all parties involved.

Marvin, Business Analyst - Manager

“Currently, I’m working on a project where we assist a client with the follow-up of an internal audit, ensuring compliance with financial security standards. I have had the opportunity to attend business analyst training at NORRIQ FS, which has been invaluable in bridging the gap between technical and operational needs in my day-to-day job. I work closely with stakeholders to identify key actions, ensure timely execution, and help guide the client through the entire process. With NORRIQ’s expertise and methodology, we deliver tailored solutions that create lasting value for our clients.”

Fien, Program Officer – Senior Consultant

“As Compliance experts at NORRIQ FS, focusing on AML & KYC, we assist our clients in mitigating potential financial and reputational risks. Our role involves conducting risk assessments as part of customer onboarding and recertification processes. We also analyze AML alerts, with a focus on investigating potentially suspicious transactions to safeguard the company. Each case presents a unique challenge, and we ensure that our client remain secure from any potential harm.”

Kenza, KYC and AML Operations - Consultant